Sempera Limited

Date authorised
31 December 2019
Companies House
09816989
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    84 Brook Street
    London
    Westminster
    W1K 5EH
    UNITED KINGDOM
    Phone
    +442037818430
    Web
    https://www.sempera.com

  • Complaints Contact

    84 Brook Street
    London
    Westminster
    W1K 5EH
    UNITED KINGDOM
    Phone
    +442037818430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Tesei

    IRN AXT01149

    • CF4 Partner (16 Oct 2019 to 16 Oct 2019)
  • Daniele Angelo Carlo Baldi

    IRN DXB01389

    • SMF3 Executive Director (since 31 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (16 Oct 2019 to 9 Dec 2019)
  • Eugene Louis Yurist

    IRN ELY01000

    • [FCA CF] Client dealing (since 15 Dec 2025)
  • Gianluca Bellino

    IRN GXB02314

    • SMF16 Compliance Oversight (since 29 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Nov 2022)
    • SMF3 Executive Director (since 29 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2019 to 9 Dec 2019)
  • Paul Andrew Cowland

    IRN PAC01372

    • SMF16 Compliance Oversight (31 Dec 2019 to 11 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Dec 2019 to 11 May 2020)
    • CF11 Money Laundering Reporting (16 Oct 2019 to 9 Dec 2019)
    • CF10 Compliance Oversight (16 Oct 2019 to 9 Dec 2019)
  • Roger Bruce Douglas

    IRN RBD01011

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 2 Dec 2022)
    • SMF16 Compliance Oversight (1 Apr 2022 to 2 Dec 2022)
    • SMF3 Executive Director (31 Dec 2019 to 2 Dec 2022)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (16 Oct 2019 to 9 Dec 2019)
    • CF30 Customer (16 Oct 2019 to 9 Dec 2019)
    • CF4 Partner (16 Oct 2019 to 9 Sep 2019)
  • Sally Elizabeth Rigg

    IRN SER00009

    • SMF16 Compliance Oversight (9 Jun 2021 to 12 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 May 2020 to 18 Feb 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.