Sally Anne Mary Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sage Independent Advisers Ltd

    FRN 301612

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Aug 2008 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF22 Investment Adviser (Trainee) (1 Mar 2006 to 31 Oct 2007)
  • Sage Independent Advisers (no longer approved here)

    FRN 217379

    • (1)Employed By (1 Mar 2006 to 18 Dec 2008)
  • Harrisons (2491) (no longer approved here)

    FRN 183386

    • (3)Employed By (1 Oct 1998 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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