Sage Independent Advisers Ltd

• Principal Place of Business

  65 Severn Road

  Weston-super-Mare

  Somerset

  BS23 1DR

  UNITED KINGDOM

  Phone

  +4401934647888

  Web

  https://www.sageindadvisers.co.uk

• Complaints Contact

  65 Severn Road

  Weston-super-Mare

  Somerset

  BS23 1DR

  UNITED KINGDOM

  Phone

  +4401934647888

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan Keith Blake

  IRN AKB00006

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 25 Aug 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Aug 2024)
  • CF10 Compliance Oversight (19 Aug 2008 to 8 Dec 2019)
  • CF30 Customer (19 Aug 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Aug 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • CF1 Director (31 Oct 2004 to 8 Dec 2019)
• Matthew Paul Scarisbrick

  IRN MXS00646

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Sally Anne Mary Thompson

  IRN SAT00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2008 to 8 Dec 2019)

No changes recorded yet.