Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBL BANK UK LIMITED (no longer approved here)

    FRN 188585

    • CF30 Customer (27 May 2009 to 1 Aug 2009)
    • CF21 Investment Adviser (6 Feb 2002 to 14 Mar 2006)
  • WDFS Limited (no longer approved here)

    FRN 147518

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (30 Apr 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (30 Mar 2006 to 31 Oct 2007)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.