WDFS Limited

Date authorised
1 April 2013
Companies House
02515013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Welbeck Street
    London
    W1G 8DA
    UNITED KINGDOM
    Phone
    +4402074869893

  • Complaints Contact

    Ward Segal Divecha
    29 Welbeck Street
    London
    W1G 8DA
    UNITED KINGDOM
    Phone
    +4402074869893

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adil Rustom Divecha

    IRN ARD00021

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Jul 2006 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Ejaaz Ali Jivraj

    IRN EAJ01007

    • CF30 Customer (1 Nov 2007 to 17 Jul 2012)
    • CF29 Significant management (1 Nov 2007 to 17 Jul 2012)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (21 Apr 2006 to 31 Oct 2007)
  • Katharine Thereze Prichard

    IRN KXJ00019

    • CF10 Compliance Oversight (26 Apr 2006 to 17 Feb 2010)
    • CF1 Director (26 Apr 2006 to 17 Feb 2010)
  • Khalid Javaid Qureshi

    IRN KJQ00001

    • CF1 Director (1 Dec 2001 to 8 Nov 2002)
  • Meher Tengra

    IRN MXT01343

    • CF15 Internal Audit (23 Dec 2002 to 1 Jul 2005)
    • CF2 Non Executive Director (23 Dec 2002 to 1 Jul 2005)
    • CF13 Finance (23 Dec 2002 to 1 Jul 2005)
  • Ronald Charles Irani

    IRN RCI01006

    • CF2 Non Executive Director (5 Dec 2002 to 1 Jul 2005)
  • Saleem Ahmed Mehar

    IRN SAM01124

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (30 Apr 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (30 Mar 2006 to 31 Oct 2007)
  • Terence Franks

    IRN TXF01145

    • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Apr 2021)
    • CF1 Director (28 Jun 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jun 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.