Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Collaborative Wealth Limited
FRN 921581
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2020)
- [FCA CF] Client dealing (since 31 Oct 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2021)
- CF30 Customer (30 Oct 2012 to 4 Jan 2021)
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- Employed By (2 Jan 2013 to 4 Jan 2021)
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- Employed By (30 Oct 2012 to 4 Jan 2021)
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- CF30 Customer (28 Sep 2011 to 31 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 6 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.