Sailesh Lad

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Jun 2022)
    • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (8 Sep 2008 to 5 Dec 2011)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF30 Customer (8 Sep 2008 to 5 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.