Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amius Limited

    FRN 188130

    • [FCA CF] Significant management (since 10 Oct 2021)
    • [FCA CF] Manager of certification employee (since 10 Oct 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF30 Customer (25 Nov 2013 to 8 May 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 27 Sep 2013)
    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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