Sadaqat Khan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D G S Independent Financial Advisers Limited

    FRN 225814

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 2 Feb 2024)
    • [FCA CF] Client dealing (27 Jan 2022 to 2 Feb 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (9 May 2017 to 2 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.