Sacchin Shah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kyte Broking Limited
FRN 174863
- [FCA CF] Client dealing (since 18 Oct 2021)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (22 Jan 2018 to 8 Dec 2019)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (17 Oct 2014 to 23 May 2017)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 May 2011 to 11 Nov 2011)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (24 Apr 2008 to 18 Apr 2011)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (24 Apr 2008 to 18 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.