Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 18 Feb 2026)
- [FCA CF] Manager of certification employee (since 21 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2022)
- [PRA CF] Managing a material risk taker (21 Oct 2025 to 22 Jan 2026)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 18 Feb 2026)
- [FCA CF] Manager of certification employee (since 21 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2022)
- [PRA CF] Managing a material risk taker (21 Oct 2025 to 22 Jan 2026)
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HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Manager of certification employee (since 22 Jul 2022)
- [FCA CF] Client dealing (since 20 Apr 2020)
- [FCA CF] Manager of certification employee (15 Feb 2021 to 5 Apr 2022)
- CF30 Customer (29 Sep 2014 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (14 Dec 2022 to 7 Jun 2024)
- [PRA CF] Managing a material risk taker (16 Sep 2022 to 14 Jun 2024)
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- CF30 Customer (25 Oct 2010 to 31 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.