Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 18 Feb 2026)
    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2022)
    • [PRA CF] Managing a material risk taker (21 Oct 2025 to 22 Jan 2026)
    • [PRA CF] Managing a material risk taker (since 18 Feb 2026)
    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2022)
    • [PRA CF] Managing a material risk taker (21 Oct 2025 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (since 22 Jul 2022)
    • [FCA CF] Client dealing (since 20 Apr 2020)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 5 Apr 2022)
    • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (14 Dec 2022 to 7 Jun 2024)
    • [PRA CF] Managing a material risk taker (16 Sep 2022 to 14 Jun 2024)
  • Coller Capital Limited (no longer approved here)

    FRN 172405

    • CF30 Customer (25 Oct 2010 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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