Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (24 Apr 2009 to 25 Mar 2010)
- CF10 Compliance Oversight (7 Apr 2008 to 31 Mar 2010)
- CF11 Money Laundering Reporting (7 Apr 2008 to 31 Mar 2010)
- CF28 Systems and controls (7 Apr 2008 to 31 Mar 2010)
- CF21 Investment Adviser (25 Jul 2005 to 19 Jul 2007)
- CF26 Customer Trading (25 Jul 2005 to 31 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.