Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
iSAM Securities (UK) Limited
FRN 629586
- [FCA CF] Significant management (since 15 Aug 2023)
- CF30 Customer (29 Nov 2018 to 8 Dec 2019)
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iSAM Funds (UK) Limited
FRN 779166
- [FCA CF] Manager of certification employee (since 2 Aug 2023)
- [FCA CF] Significant management (since 13 Nov 2020)
- [FCA CF] Algorithmic trading (since 13 Nov 2020)
- [FCA CF] Material risk taker (since 13 Nov 2020)
- CF30 Customer (30 Jan 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (20 Feb 2018 to 4 Sep 2018)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 4 Sep 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Sep 2018)
- CF30 Customer (12 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.