Ryan James Woodhouse

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harwood Financial Planning Limited

    FRN 809192

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 3 Dec 2018)
    • CF11 Money Laundering Reporting (3 Dec 2018 to 8 Dec 2019)
    • CF1 Director (3 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
  • The Independent Asset Management Company (no longer approved here)

    FRN 209525

    • CF30 Customer (2 Jan 2013 to 21 Dec 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Nov 2009 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2009)
    • CF22 Investment Adviser (Trainee) (5 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.