The Independent Asset Management Company

• Principal Place of Business

  Victoria House

  Main Street

  Grange-over-Sands

  Cumbria

  LA11 6DP

  UNITED KINGDOM

  Phone

  +4401539538833

  Web

  https://www.iamcompany.co.uk

• Complaints Contact

  Victoria House

  Main Street

  Grange-over-Sands

  Cumbria

  LA11 6DP

  UNITED KINGDOM

  Phone

  +4401539538833

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Rickards-Collinson

  IRN AXR01562

  • CF1 Director (AR) (13 Sep 2004 to 5 Apr 2019)
• Bruce Antony Rowland-Smith

  IRN BAR00015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (25 Jun 2015 to 8 Dec 2019)
  • CF1 Director (AR) (9 Jul 2010 to 27 Sep 2024)
  • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
  • CF21 Investment Adviser (12 Oct 2002 to 24 Oct 2003)
• Charles Hogarth Wilson

  IRN CHW01024

  • CF1 Director (AR) (14 Sep 2004 to 5 Apr 2019)
• Craig Nicholas Hollingdrake

  IRN CNH01041

  • CF1 Director (AR) (10 Sep 2012 to 5 Apr 2019)
• Darren Paul Kellett

  IRN DPK01047

  • CF30 Customer (2 Jun 2009 to 15 Dec 2009)
• David Harrison

  IRN DXH01925

  • CF1 Director (AR) (12 Sep 2012 to 5 Apr 2019)
• David Morgan Corrie

  IRN DMC01195

  • CF1 Director (AR) (9 Jul 2010 to 26 Apr 2019)
• Ian John Norman Gee

  IRN IJG01055

  • CF1 Director (AR) (10 Sep 2012 to 5 Apr 2019)
• Joseph Robert Holmes

  IRN JRH00001

  • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
  • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
• Kevin Mahon

  IRN KXM00114

  • CF21 Investment Adviser (3 Sep 2002 to 3 Oct 2003)

• Affinity Investment Solutions Ltd (no longer appointed)

  FRN 526950 · Appointed 1 Jul 2010 · Until 5 Aug 2011

• JWK Wealth Management Limited (no longer appointed)

  FRN 401670 · Appointed 29 Jun 2004 · Until 11 Apr 2019

• Affinity Financial Management Ltd (no longer appointed)

  FRN 219596 · Appointed 8 Oct 2002 · Until 24 Oct 2003

No changes recorded yet.