Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (6 Dec 2021 to 10 Nov 2023)
- [FCA CF] Client dealing (6 Dec 2021 to 10 Nov 2023)
- CF30 Customer (13 Dec 2013 to 29 Mar 2018)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Dec 2021)
- CF30 Customer (4 Apr 2018 to 29 Dec 2021)
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- (413)Employed By (4 Apr 2018 to 29 Dec 2021)
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- CF30 Customer (13 May 2013 to 16 May 2014)
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- Employed By (13 May 2013 to 16 May 2014)
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- CF21 Investment Adviser (3 Sep 2002 to 3 Oct 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.