Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (14 Mar 2020 to 1 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Mar 2020 to 1 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2023)
- CF1 Director (4 Jan 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Jan 2011 to 30 Sep 2018)
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- SMF1 Chief Executive (10 Dec 2018 to 1 Dec 2023)
- SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 1 Dec 2023)
- SMF3 Executive Director (10 Dec 2018 to 31 Mar 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2023)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (6 Dec 2010 to 6 Mar 2016)
- CF8 Apportionment and Oversight (11 Nov 2009 to 6 Mar 2016)
- CF10 Compliance Oversight (8 Jul 2009 to 9 Dec 2018)
- CF11 Money Laundering Reporting (8 Jul 2009 to 9 Dec 2018)
- CF28 Systems and controls (8 Jul 2009 to 6 Mar 2016)
- Responsible for Insurance Mediation (8 Jul 2009 to 30 Sep 2018)
- CF1 Director (20 Mar 2007 to 9 Dec 2018)
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- CF17 Significant Mgt (Other Business Operations) (19 Nov 2002 to 1 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.