Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sovereign Health and Insurance Services Limited (no longer approved here)

    FRN 535046

    • SMF1 Chief Executive (14 Mar 2020 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Mar 2020 to 1 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2023)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2011 to 30 Sep 2018)
  • Sovereign Health Care (no longer approved here)

    FRN 202818

    • SMF1 Chief Executive (10 Dec 2018 to 1 Dec 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 1 Dec 2023)
    • SMF3 Executive Director (10 Dec 2018 to 31 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2023)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (6 Dec 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (11 Nov 2009 to 6 Mar 2016)
    • CF10 Compliance Oversight (8 Jul 2009 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (8 Jul 2009 to 9 Dec 2018)
    • CF28 Systems and controls (8 Jul 2009 to 6 Mar 2016)
    • Responsible for Insurance Mediation (8 Jul 2009 to 30 Sep 2018)
    • CF1 Director (20 Mar 2007 to 9 Dec 2018)
  • Simplyhealth Access (no longer approved here)

    FRN 202183

    • CF17 Significant Mgt (Other Business Operations) (19 Nov 2002 to 1 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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