Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Material risk taker (since 16 Nov 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (25 Sep 2003 to 31 Oct 2007)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (25 Sep 2003 to 31 Oct 2007)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (25 Sep 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
- CF26 Customer Trading (1 Dec 2001 to 13 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.