Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABSA SECURITIES UNITED KINGDOM LIMITED (no longer approved here)

    FRN 808323

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (14 Oct 2005 to 31 Oct 2007)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF23 Corporate Finance Adviser (12 Sep 2002 to 28 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.