Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WPS ADVISORY Ltd
FRN 624546
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
-
- (15)Employed By (17 Mar 2022 to 9 Sep 2022)
-
- CF30 Customer (17 Mar 2022 to 9 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 9 Sep 2022)
-
- [FCA CF] Functions requiring qualifications (5 Jan 2021 to 29 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2021)
- CF30 Customer (6 Oct 2018 to 12 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.