Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
  • Just Mortgages Direct Limited (no longer approved here)

    FRN 404016

    • (15)Employed By (17 Mar 2022 to 9 Sep 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Mar 2022 to 9 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 9 Sep 2022)
  • Corinthian Benefits Consulting Limited (no longer approved here)

    FRN 823906

    • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 29 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2021)
    • CF30 Customer (6 Oct 2018 to 12 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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