Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2025)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2025)
    • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
  • GEMINI FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 554090

    • CF30 Customer (26 Jun 2015 to 16 Oct 2015)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF30 Customer (29 Apr 2008 to 28 Jan 2015)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (220)Employed By (3 Mar 2003 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.