Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 31 Dec 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2025)
- CF30 Customer (21 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (26 Jun 2015 to 16 Oct 2015)
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- CF30 Customer (29 Apr 2008 to 28 Jan 2015)
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- (220)Employed By (3 Mar 2003 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.