Russell Andrew Waller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 9 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Jul 2024)
    • CF1 Director (AR) (since 4 Jul 2024)
    • CF30 Customer (since 4 Jul 2024)
  • JW Financial Services Ltd

    FRN 1014496

    • (2)Employed By (since 4 Jul 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
    • CF30 Customer (24 Jan 2013 to 8 Dec 2019)
  • Financial Relationships LLP (no longer approved here)

    FRN 483315

    • CF30 Customer (4 May 2010 to 6 Mar 2012)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 24 Feb 2010)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 6 Aug 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (2 Aug 2004 to 6 Aug 2007)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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