Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GBM SECURITIES LIMITED
FRN 586463
- [FCA CF] Client dealing (since 30 Oct 2025)
- [FCA CF] Significant management (since 6 Nov 2024)
- [FCA CF] Material risk taker (6 Aug 2021 to 6 Nov 2024)
- [FCA CF] Proprietary trader (6 Aug 2021 to 6 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.