Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ATC Brokers Limited (no longer approved here)

    FRN 591361

    • CF10 Compliance Oversight (29 Jul 2015 to 15 Aug 2016)
    • CF10a CASS Oversight function (29 Jul 2015 to 15 Aug 2016)
    • CF11 Money Laundering Reporting (29 Jul 2015 to 15 Aug 2016)
    • CF1 Director (30 Aug 2013 to 15 Nov 2019)
    • CF30 Customer (30 Aug 2013 to 15 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.