Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (29 Jul 2015 to 15 Aug 2016)
- CF10a CASS Oversight function (29 Jul 2015 to 15 Aug 2016)
- CF11 Money Laundering Reporting (29 Jul 2015 to 15 Aug 2016)
- CF1 Director (30 Aug 2013 to 15 Nov 2019)
- CF30 Customer (30 Aug 2013 to 15 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.