ATC Brokers Limited

• Principal Place of Business

  Tower 42

  25 Old Broad Street

  London

  City Of London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +442033181399

  Web

  https://atcbrokers.co.uk

• Complaints Contact

  Tower 42

  International Financial Centre

  25 Old Broad Street

  London

  City Of London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +442033181399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alex Hayk Hajinyan

  IRN AXH00442

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Bo-Yee Emma Chan

  IRN BXC00154

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Dave Avedis Manoukian

  IRN DAM01246

  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2025)
  • CF1 Director (30 Aug 2013 to 8 Dec 2019)
• Jacques Manoukian

  IRN JXM03119

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Aug 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Aug 2013 to 25 Mar 2014)
  • CF10a CASS Oversight function (30 Aug 2013 to 27 Feb 2014)
  • CF11 Money Laundering Reporting (30 Aug 2013 to 25 Mar 2014)
  • CF30 Customer (30 Aug 2013 to 8 Dec 2019)
• Jennifer Claudio

  IRN JXC03098

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (30 Aug 2016 to 12 Nov 2019)
  • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
  • CF1 Director (30 Aug 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Aug 2016 to 8 Dec 2019)
  • CF10a CASS Oversight function (30 Aug 2016 to 8 Dec 2019)
• Malik Awais Khan

  IRN MAK01135

  • [FCA CF] Material risk taker (since 23 Mar 2022)
  • [FCA CF] Client dealing (since 23 Mar 2022)
• Michael Mirarchi

  IRN MXM03272

  • CF10a CASS Oversight function (13 Apr 2015 to 1 Jun 2015)
  • CF11 Money Laundering Reporting (6 Mar 2014 to 1 Jun 2015)
  • CF1 Director (6 Mar 2014 to 1 Jun 2015)
  • CF10 Compliance Oversight (6 Mar 2014 to 1 Jun 2015)
  • CF30 Customer (6 Mar 2014 to 1 Jun 2015)
• Prajakta Agashe

  IRN PXA12781

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jan 2023)
  • CF11 Money Laundering Reporting (3 Jul 2019 to 8 Dec 2019)
• Ruscak Vladimir

  IRN RXV01203

  • CF11 Money Laundering Reporting (29 Jul 2015 to 15 Aug 2016)
  • CF10a CASS Oversight function (29 Jul 2015 to 15 Aug 2016)
  • CF10 Compliance Oversight (29 Jul 2015 to 15 Aug 2016)
  • CF30 Customer (30 Aug 2013 to 15 Nov 2019)
  • CF1 Director (30 Aug 2013 to 15 Nov 2019)

No changes recorded yet.