Rupert Jonathan Favager Dalton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Asperand Wealth Limited (no longer approved here)
FRN 712096
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Feb 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 7 Feb 2019)
- CF10 Compliance Oversight (4 Jan 2016 to 7 Feb 2019)
- CF11 Money Laundering Reporting (4 Jan 2016 to 7 Feb 2019)
- CF30 Customer (4 Jan 2016 to 7 Feb 2019)
- Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
- CF1 Director (4 Jan 2016 to 7 Feb 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (18 Aug 2010 to 17 Jan 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (31 Jul 2006 to 23 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.