Asperand Wealth Limited

Date authorised
4 January 2016
Companies House
09498223
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Bell Yard
    London
    WC2A 2JR
    UNITED KINGDOM
    Phone
    +4402071128407
    Web
    https://www.asperandwealth.co.uk

  • Complaints Contact

    7 Bell Yard
    London
    WC2A 2JR
    UNITED KINGDOM
    Phone
    +4402071128407

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Charles Diprose

    IRN GCD01040

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 7 Feb 2019)
    • Responsible for Insurance Distribution (since 7 Feb 2019)
    • CF10 Compliance Oversight (7 Feb 2019 to 8 Dec 2019)
    • CF1 Director (7 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (19 Dec 2018 to 8 Dec 2019)
  • Rupert Jonathan Favager Dalton

    IRN RJD01171

    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Feb 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 7 Feb 2019)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 7 Feb 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 7 Feb 2019)
    • CF1 Director (4 Jan 2016 to 7 Feb 2019)
    • CF30 Customer (4 Jan 2016 to 7 Feb 2019)
    • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
  • Samuel Hegarty

    IRN SXH02026

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 May 2023)
    • [FCA CF] Client dealing (since 4 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

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