Rupert Hodges

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF1 Director (19 Apr 2013 to 13 Jun 2014)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF3 Chief Executive (19 Apr 2013 to 13 Jun 2014)
    • CF1 Director (29 Mar 2012 to 13 Jun 2014)
    • CF29 Significant management (14 Oct 2010 to 23 Feb 2012)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF3 Chief Executive (19 Apr 2013 to 13 Jun 2014)
    • CF1 Director (29 Mar 2012 to 13 Jun 2014)
    • CF29 Significant management (14 Oct 2010 to 23 Feb 2012)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF1 Director (17 Apr 2012 to 13 Jun 2014)
    • CF29 Significant management (14 Oct 2010 to 29 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.