Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Gresham House Asset Management Limited
FRN 682776
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (22 Jan 2016 to 8 Dec 2019)
- CF3 Chief Executive (22 Jan 2016 to 8 Dec 2019)
- CF2 Non Executive Director (6 Nov 2015 to 22 Jan 2016)
-
- CF29 Significant management (27 Feb 2013 to 18 Oct 2013)
- CF30 Customer (22 Feb 2013 to 18 Oct 2013)
-
- CF3 Chief Executive (13 May 2008 to 23 Oct 2012)
- CF30 Customer (1 Nov 2007 to 23 Jan 2013)
- CF21 Investment Adviser (10 Mar 2004 to 31 Oct 2007)
- CF1 Director (6 Jun 2002 to 23 Oct 2012)
- CF27 Investment Management (6 Jun 2002 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2002 to 10 Mar 2004)
-
- CF30 Customer (9 Nov 2007 to 23 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.