Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (22 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (22 Jan 2016 to 8 Dec 2019)
    • CF2 Non Executive Director (6 Nov 2015 to 22 Jan 2016)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF29 Significant management (27 Feb 2013 to 18 Oct 2013)
    • CF30 Customer (22 Feb 2013 to 18 Oct 2013)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF3 Chief Executive (13 May 2008 to 23 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 23 Jan 2013)
    • CF21 Investment Adviser (10 Mar 2004 to 31 Oct 2007)
    • CF1 Director (6 Jun 2002 to 23 Oct 2012)
    • CF27 Investment Management (6 Jun 2002 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jun 2002 to 10 Mar 2004)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (9 Nov 2007 to 23 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.