Rupert Fleming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
  • RF Trustee Co. Limited

    FRN 122229

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (17 Mar 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 17 Mar 2011)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF27 Investment Management (24 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF27 Investment Management (1 Dec 2001 to 22 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2005)

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Updates to this individual's record on the FCA register.

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