Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 7 Apr 2025)
    • [FCA CF] Client dealing (since 7 Apr 2025)
    • CF1 Director (AR) (since 9 Dec 2024)
    • CF30 Customer (since 9 Dec 2024)
    • (1)Employed By (since 9 Dec 2024)
  • Lumen Asset Management Limited (no longer approved here)

    FRN 839861

    • [FCA CF] Client dealing (19 Apr 2022 to 7 Apr 2025)
    • [FCA CF] Material risk taker (19 Apr 2022 to 7 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.