Lumen Asset Management Limited

• Principal Place of Business

  Laven Partners Ltd

  11 Old Jewry

  London

  City Of London

  EC2R 8DU

  UNITED KINGDOM

  Phone

  +442078380010

• Complaints Contact

  Laven Partners Ltd

  11 Old Jewry

  London

  City Of London

  EC2R 8DU

  UNITED KINGDOM

  Phone

  +4402078380010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Frumson

  IRN EXF00033

  • SMF16 Compliance Oversight (since 1 Apr 2021)
• Gordon Michael Eichhorst

  IRN GME01010

  • [FCA CF] Client dealing (6 Sep 2022 to 1 Feb 2024)
  • [FCA CF] Material risk taker (6 Sep 2022 to 1 Feb 2024)
• Jerome Alexandre De Lavenere Lussan

  IRN JXL01453

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2021)
  • CF10 Compliance Oversight (2 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • CF1 Director (2 Sep 2019 to 8 Dec 2019)
• Joshua Eyre

  IRN JXE00017

  • [FCA CF] Material risk taker (6 Sep 2022 to 1 Feb 2024)
  • [FCA CF] Client dealing (6 Sep 2022 to 1 Feb 2024)
• Joshua Shelton Sylvester Daniels

  IRN JXD00821

  • [FCA CF] Material risk taker (1 Nov 2023 to 10 Apr 2025)
  • [FCA CF] Client dealing (1 Nov 2023 to 10 Apr 2025)
• Keith Tomlinson

  IRN KXT01377

  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Linhao Guo

  IRN LXG01475

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • CF1 Director (2 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
• Michael Lee

  IRN MXL00014

  • [FCA CF] Client dealing (6 Sep 2022 to 1 Feb 2024)
  • [FCA CF] Material risk taker (6 Sep 2022 to 1 Feb 2024)
• Nicolas Christian Maduz

  IRN NCM01067

  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
  • [FCA CF] Significant management (1 Jul 2020 to 31 Dec 2021)
• Owen Christopher William Moore

  IRN OXM09505

  • [FCA CF] Significant management (13 Jan 2024 to 1 Jul 2025)

No changes recorded yet.