Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Laven Advisors LLP
FRN 447282
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (12 Nov 2015 to 8 Dec 2019)
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Lumen Asset Management Limited
FRN 839861
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
- CF1 Director (2 Sep 2019 to 8 Dec 2019)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.