Ruchir Sharma

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale

    FRN 124866

    • [FCA CF] Client dealing (since 16 Jun 2025)
    • [FCA CF] Manager of certification employee (since 16 Jun 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (1 Mar 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (16 Feb 2024 to 10 Feb 2025)
    • [FCA CF] Material risk taker (29 Nov 2023 to 10 Feb 2025)
    • [FCA CF] Client dealing (15 Nov 2023 to 10 Feb 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (1 Mar 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (16 Feb 2024 to 10 Feb 2025)
    • [FCA CF] Material risk taker (29 Nov 2023 to 10 Feb 2025)
    • [FCA CF] Client dealing (15 Nov 2023 to 10 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.