Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Sep 2025)
    • [FCA CF] Material risk taker (since 14 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Sep 2025)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • [FCA CF] Manager of certification employee (23 Dec 2022 to 27 Jun 2025)
    • [FCA CF] Significant management (23 Dec 2022 to 27 Jun 2025)
    • [FCA CF] Material risk taker (25 Oct 2022 to 27 Jun 2025)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • SMF3 Executive Director (21 Dec 2022 to 27 Jun 2025)
    • [FCA CF] Material risk taker (25 Oct 2022 to 21 Dec 2022)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • SMF3 Executive Director (21 Dec 2022 to 27 Jun 2025)
    • [FCA CF] Material risk taker (25 Oct 2022 to 21 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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