Rubinder Singh Rehal

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evolution Markets Limited (no longer approved here)

    FRN 224510

    • [FCA CF] Significant management (13 Feb 2024 to 7 Mar 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2024)
    • CF10 Compliance Oversight (8 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2017 to 8 Dec 2019)
    • CF30 Customer (29 Nov 2013 to 19 May 2017)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (1 Sep 2011 to 1 May 2013)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (1 Sep 2011 to 1 May 2013)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (12 Mar 2008 to 16 Nov 2009)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (5 Jun 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.