Roy Livesey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Oct 2013 to 8 Dec 2019)
  • Roberts & Co Financial Planning (no longer approved here)

    FRN 477177

    • (1)CF30 Customer (15 Apr 2013 to 31 Dec 2013)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (22 Apr 2009 to 10 Aug 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Feb 2009 to 27 Apr 2009)
  • Future Financial Management (no longer approved here)

    FRN 200183

    • (3)Employed By (3 Dec 1999 to 13 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)CF30 Customer at Roberts & Co Financial Planning