Roberts & Co Financial Planning

Date authorised
1 April 2013
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    36e Liverpool Road
    Preston
    Lancs
    PR1 0DQ
    UNITED KINGDOM
    Phone
    +4401772746100
    Web
    https://www.robertsfinancial.co.uk

  • Complaints Contact

    36e Liverpool Road
    Preston
    Lancs
    PR1 0DQ
    UNITED KINGDOM
    Phone
    +4401772746100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Jayne Roberts

    IRN EJR01054

    • (6)SMF27 Partner (since 9 Dec 2019)
    • (8)CF30 Customer (17 Dec 2012 to 21 Dec 2012)
    • (9)CF4 Partner (6 Feb 2008 to 8 Dec 2019)
  • Roy Livesey

    IRN RXL00015

    • (1)CF30 Customer (15 Apr 2013 to 31 Dec 2013)
  • William John Roberts

    IRN WJR00015

    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (5)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (4)SMF27 Partner (since 9 Dec 2019)
    • (3)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (2)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (7)CF4 Partner (6 Feb 2008 to 8 Dec 2019)
    • (2)Responsible for Insurance Mediation (6 Feb 2008 to 30 Sep 2018)
    • (3)CF30 Customer (6 Feb 2008 to 31 Dec 2013)
    • (4)CF11 Money Laundering Reporting (6 Feb 2008 to 31 Dec 2013)
    • (5)CF10 Compliance Oversight (6 Feb 2008 to 31 Dec 2013)
    • (6)CF8 Apportionment and Oversight (6 Feb 2008 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Status

  2. controlled function added: (6)SMF27 Partner

  3. controlled function added: (5)[FCA CF] Functions requiring qualifications

  4. controlled function added: (4)SMF27 Partner

  5. controlled function added: (3)Responsible for Insurance Distribution

  6. controlled function added: (2)Responsibility for MCD Intermediation

  7. controlled function added: (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  8. controlled function added: (9)CF4 Partner

  9. controlled function added: (8)CF30 Customer

  10. permission removed: CBTL Effective Date

Show more