Roy Kashi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (1 Mar 2021 to 31 Aug 2024)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 31 Aug 2024)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (10 Aug 2011 to 29 Nov 2011)
Talisman Global Asset Management Ltd (no longer approved here)
FRN 400674
- CF30 Customer (14 Jun 2010 to 8 Oct 2010)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF27 Investment Management (24 Jan 2002 to 28 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.