Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argyll Advisory LLP
FRN 483503
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (6 Oct 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Oct 2009 to 8 Dec 2019)
- CF30 Customer (3 Jul 2008 to 8 Dec 2019)
- CF4 Partner (3 Jul 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.