Argyll Advisory LLP

Date authorised
1 April 2013
Companies House
OC331603
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4407788747751
    Web
    https://www.argyllpartners.co.uk

  • Complaints Contact

    2nd Floor
    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4407788747751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Alastair Richmond

    IRN AAR01033

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (3 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2008 to 8 Dec 2019)
  • Barry Peter John Wingate

    IRN BPW01038

    • CF30 Customer (since 3 Nov 2023)
    • CF4 Partner (AR) (since 3 Nov 2023)
    • [FCA CF] Client dealing (15 Aug 2022 to 23 Feb 2024)
  • Christopher John Steed

    IRN CJS01212

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (3 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (3 Jul 2008 to 8 Dec 2019)
  • Keith Christopher Gill

    IRN KCG01014

    • CF10 Compliance Oversight (3 Jul 2008 to 1 Oct 2009)
    • CF11 Money Laundering Reporting (3 Jul 2008 to 1 Oct 2009)
    • CF30 Customer (3 Jul 2008 to 1 Oct 2009)
    • CF4 Partner (3 Jul 2008 to 1 Oct 2009)
  • Matthew Ian Johnston

    IRN MIJ01014

    • CF30 Customer (1 Jul 2010 to 27 Sep 2010)
  • Payam Keyghobadi

    IRN PXK01438

    • CF30 Customer (6 Dec 2010 to 28 Nov 2016)
  • Roy Anthony Convery

    IRN RAC01229

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (3 Jul 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.