Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Satis Asset Management Limited
FRN 761140
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
- [FCA CF] Client dealing (since 18 Jan 2021)
- SMF3 Executive Director (9 Dec 2019 to 17 Sep 2025)
- CF1 Director (3 Apr 2017 to 8 Dec 2019)
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- CF1 Director (AR) (7 Aug 2006 to 7 Jan 2013)
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- Employed By (1 Dec 2001 to 6 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.