Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2025)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (7 Aug 2006 to 7 Jan 2013)
  • R&B Financial Consultants Limited (253) (no longer approved here)

    FRN 191414

    • Employed By (1 Dec 2001 to 6 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.