Ross Michael Baumann

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CB FINANCIAL ADVISERS LLP

    FRN 489484

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 14 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 14 May 2021)
    • Appointed representative dealing with clients for which they require qualification (since 14 May 2021)
    • [FCA CF] Client dealing (since 14 May 2021)
  • Coole Bevis Wealth Management Ltd

    FRN 515456

    • Employed By (since 14 Jun 2021)
  • Bennett Griffin Wealth Management Limited

    FRN 727491

    • Employed By (since 14 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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