Ross Liston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Material risk taker (since 30 Mar 2026)
Sandringham Financial Partners Limited
FRN 581304
- SMF1 Chief Executive (since 3 Mar 2023)
- SMF3 Executive Director (since 3 Mar 2023)
M&G ADVICE PARTNERS LIMITED
FRN 584256
- SMF3 Executive Director (since 3 Mar 2023)
- Responsible for Insurance Distribution (since 3 Mar 2023)
- SMF1 Chief Executive (since 3 Mar 2023)
Bankhall Support Services Limited (no longer approved here)
FRN 164877
- CF1 Director (AR) (11 May 2020 to 19 Oct 2022)
- Responsible for Insurance Distribution (4 Feb 2020 to 19 Oct 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (20 Jan 2020 to 19 Oct 2022)
ABERDEEN PLATFORM LIMITED (no longer approved here)
FRN 188796
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.