Ross James Munro

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited

    FRN 594155

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
    • [FCA CF] Client dealing (since 1 Dec 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (21 Aug 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (20 Mar 2012 to 1 Oct 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Feb 2012 to 20 Mar 2012)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 16 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Jan 2011 to 5 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.