Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anderson Smith Group Ltd
FRN 981457
- SMF3 Executive Director (since 1 May 2023)
- Responsible for Insurance Distribution (since 1 May 2023)
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- CF1 Director (AR) (11 Aug 2022 to 20 Apr 2023)
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- CF1 Director (AR) (4 Jul 2022 to 16 Feb 2023)
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- CF1 Director (AR) (30 Oct 2020 to 1 Apr 2022)
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- Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2019)
- Responsibility for MCD Intermediation (21 Sep 2016 to 21 Jun 2019)
- CF30 Customer (14 Dec 2015 to 21 Jun 2019)
- CF3 Chief Executive (AR) (5 Jul 2013 to 11 Sep 2014)
- CF1 Director (AR) (5 Jul 2013 to 11 Sep 2014)
- CF1 Director (19 Mar 2013 to 21 Jun 2019)
- CF10 Compliance Oversight (19 Mar 2013 to 21 Jun 2019)
- CF3 Chief Executive (19 Mar 2013 to 21 Jun 2019)
- Responsible for Insurance Mediation (19 Mar 2013 to 30 Sep 2018)
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- Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2019)
- CF1 Director (18 Sep 2018 to 21 Jun 2019)
- CF10 Compliance Oversight (18 Sep 2018 to 21 Jun 2019)
- Responsible for Insurance Mediation (18 Sep 2018 to 30 Sep 2018)
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- CF1 Director (AR) (28 Dec 2011 to 7 Aug 2013)
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- Employed By (6 Sep 2010 to 21 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2007)
- CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (23 Feb 2005 to 21 Dec 2007)
- CF1 Director (23 Feb 2005 to 27 Feb 2017)
- CF11 Money Laundering Reporting (23 Feb 2005 to 21 Dec 2007)
- CF8 Apportionment and Oversight (23 Feb 2005 to 31 Mar 2009)
- CF22 Investment Adviser (Trainee) (23 Feb 2005 to 8 Jun 2005)
- Responsible for Insurance Mediation (23 Feb 2005 to 27 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.