Roshan Harshad Patel

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JJJ Capital Management LLP

    FRN 991146

    • [FCA CF] Manager of certification employee (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 3 Oct 2023)
    • [FCA CF] Material risk taker (since 3 Oct 2023)
    • SMF27 Partner (since 7 Sep 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Mar 2011)
    • CF21 Investment Adviser (21 Oct 2004 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (4 Mar 2004 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.