Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIMCO Europe Ltd
FRN 149303
- SMF11 Chair of the Audit Committee (since 28 Oct 2025)
- SMF14 Senior Independent Director (since 28 Oct 2025)
- [FCA CF] Material risk taker (28 Apr 2025 to 11 Aug 2025)
- Director of firm who is not a certification employee or a SMF manager (30 Jan 2024 to 28 Oct 2025)
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Equiniti Financial Services Limited
FRN 468631
- SMF14 Senior Independent Director (since 1 Sep 2023)
- SMF12 Chair of the Remuneration Committee (since 1 Sep 2023)
- SMF10 Chair of the Risk Committee (since 1 Sep 2023)
- SMF11 Chair of the Audit Committee (since 20 May 2021)
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- SMF5 Head of Internal Audit (10 Dec 2018 to 1 Oct 2019)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (6 Mar 2015 to 6 Mar 2016)
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- CF28 Systems and controls (9 Mar 2015 to 1 Oct 2019)
- CF10a CASS Oversight function (18 May 2012 to 22 Dec 2014)
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- CF28 Systems and controls (9 Mar 2015 to 1 Oct 2019)
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- CF10a CASS Oversight function (18 May 2012 to 22 Dec 2014)
- CF28 Systems and controls (25 Feb 2008 to 30 Sep 2009)
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- CF10a CASS Oversight function (18 May 2012 to 22 Dec 2014)
- CF28 Systems and controls (25 Feb 2008 to 30 Sep 2009)
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- CF28 Systems and controls (25 Feb 2008 to 30 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.