Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2023)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (4 Feb 2022 to 10 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.