Rory Bennett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 5 Nov 2021)
- CF30 Customer (since 3 Nov 2021)
Rory Bennett
FRN 957576
- (1)Employed By (since 3 Nov 2021)
Seven Investment Management LLP (no longer approved here)
FRN 589124
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2021)
- CF30 Customer (15 Jan 2018 to 8 Dec 2019)
7IM Investment and Retirement Solutions Limited (no longer approved here)
FRN 787394
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF30 Customer (22 Jun 2017 to 13 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.